Legal Issues when Building a Business | 779

Legal Issues when Building a Business | 779

Released Wednesday, 16th April 2025
Good episode? Give it some love!
Legal Issues when Building a Business | 779

Legal Issues when Building a Business | 779

Legal Issues when Building a Business | 779

Legal Issues when Building a Business | 779

Wednesday, 16th April 2025
Good episode? Give it some love!
Rate Episode

"You're out of your freaking mind if you try to do this yourself." – Dave Lorenzo


What You’ll Discover Today:

  • Why raising capital without legal help could land you in serious trouble
  • The myth of the “finder’s fee” and how it could kill your deal—or worse
  • How regulatory violations can come back to haunt you, even years later
  • What smart lawyers look for when reviewing your capital raise
  • The legal and financial risks of unlicensed capital-raising activities

Key Topics Discussed:

  • The extreme risks involved in handling capital raises without experienced legal counsel
  • Why “finder’s fees” are illegal unless paid to a licensed broker-dealer
  • How improper fundraising methods can trigger criminal and civil penalties
  • Real-world examples of deals unraveling during M&A due diligence
  • The permanent nature of securities violations—and how they can resurface years later
  • How unlicensed intermediaries can endanger the company, the officers, and themselves
  • The role of attorneys in spotting and reporting securities violations
  • The time-costly process of correcting capital-raising mistakes—and how it can kill your exit

Links and Resources

Call to Action:

Thinking about raising capital for your business? Don’t make the mistake that could ruin your exit. Before you talk to investors, talk to your lawyer—and listen to this episode first.

Show More
Rate

From The Podcast

Inside BS Show with The Godfather and Nicki G.

Would you like to work with better clients, make more money, and build a business that gives you true freedom?Have you struggled with the loneliness that comes with working long hours and solving the dozens of complex problems you face as an entrepreneur? Do you ever feel like the most valuable business secrets are shared behind closed doors—where only insiders have access?Welcome to The Inside BS Show—your daily invitation to step behind the velvet rope and into the room where real business leaders talk strategy, success, and scale.These are your people. They've been where you are, and they've gone where you want to go. But most importantly, they feel your pain and can help it go away. If you're an entrepreneur, CEO of a private company, or leader of a professional firm, this show is your secret weapon. Each day, we break down the business growth strategies that insiders use to win—revenue generation, building influence, succession planning, hiring top talent, navigating legal minefields, and crafting an exit strategy that maximizes value.But this isn’t just a podcast—it’s a community. We don’t just talk at you; we bring you into the conversation.Your hosts, attorney/entrepreneur Nicola Gelormino (Nicki G) and author/consultant Dave Lorenzo (The Godfather of Growth), give you an exclusive front-row seat to the insights, strategies, and behind-the-scenes conversations that drive business success.A new episode drops daily at 6 AM—because insiders start their day ahead of the game.Want to connect with Nicola, Dave, or our team? Call us at (305) 692-5531.What are you waiting for? Join us ON THE INSIDE.

Join Podchaser to...

  • Rate podcasts and episodes
  • Follow podcasts and creators
  • Create podcast and episode lists
  • & much more

Episode Tags

Do you host or manage this podcast?
Claim and edit this page to your liking.
,

Unlock more with Podchaser Pro

  • Audience Insights
  • Contact Information
  • Demographics
  • Charts
  • Sponsor History
  • and More!
Pro Features